Drew K. Horter, CFP
Founder, Chief Investment Strategist
Drew K. Horter is the President, Founder and Chief Investment Strategist of Horter Investment Management, LLC. Mr. Horter has extensive industry knowledge as an Investment Advisor Representative, and has previously held FINRA Securities licenses that include the Series 6, 7, 22 and 63. With over 32 years of investment management experience, Mr. Horter has experienced many economic, political and financial cycles.
Mr. Horter has been a CFP™ since 1986 and is a licensed insurance professional. Insurance products are offered through Horter Financial Strategies, LLC.
Kirk R. Horter
Director of Operations
Kirk has been instrumental in developing a Low Risk Private Wealth Money Management Platform for Horter Investment Management, LLC. In addition to overseeing Trading, Account Reconciliation and ACAT Transfers, Kirk also analyzes the Portfolio Managers that meet the performance standards, risk tolerance, and low risk money management criteria that Horter Investment Management mandates in it’s managed portfolio.
Director of Technology & Business Development
Ms. Helmes-Sneed has worked in the field of Systems Management and Accounting for over 30 years and the field of Compliance for 6 years. General responsibilities have included various aspects of business management. Her areas of concentration are technology and business development including software implementations, database maintenance and software/database conversions. Other areas of business have included compliance, financial statements, general ledger, tax preparation, payroll, budgeting, advertising, insurance, inventory control, employee benefits and disaster recovery. Ms. Helmes-Sneed has certificates in Microsoft Excel, Microsoft Access/Programming, Microsoft Front Page, Crystal Reports, Web Authoring and some aspects of SQL Server.
Senior Vice President of Advisor Development
Jack is responsible for advisor recruiting and training. Jack’s 29 years in the Financial Services Industry qualifies him in brokerage statement analysis, tax return opportunities and implementing the Horter Investment Management, LLC low risk, and low volatility investment management platform. Jack will also market the Horter Investment Management, LLC platform with fixed index annuities in Cincinnati to retirees and pre-retirees.
Chief Compliance Officer
Jason is a 17 year veteran of the financial services industry, including banking and wealth management. He has a strong background in compliance and risk management and will play a key role in building and maintaining our compliance program as we continue to grow. Jason was most recently head of accounting, operations, human resources and compliance for another registered investment advisory firm in Cincinnati. Prior to that, he was chief financial officer for a community bank and a bank operations and technology center. His career in banking had a strong focus on risk management, compliance and working with regulatory authorities. Jason majored in Finance and Accounting at Miami University and attended Xavier University for his MBA.
Assistant Director of Operations & Technology
Kevin is a key supervisor with our management team and has been with Horter Investment Management, LLC since March 2008. His knowledge encompasses all facets of IAR Support. His responsibilities include daily trading, transfers, distributions, transactional data, model allocations and manual billings.
Sarah assists the Director of Operations and Director of Compliance & Business Development in completing projects within the company to make all departments run more efficiently. Her experience includes database management, writing operating procedure documents, creating professional documentation, advisor promotional tracking and performs analytical evaluations based on data being presented. She is knowledgeable on project management and has the ability to handle a multiplicity of tasks simultaneously. Her main concentration for database management is our Portfolio Management Software and client Web Portal. Sarah is versed in all aspects of client services. Sarah worked in England as an Administrative Officer with a qualification in National Verification in Business Administration.